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SEC Filings

DEFM14A
FOREST CITY REALTY TRUST, INC. filed this Form DEFM14A on 10/12/2018
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(7)

Brian J. Ratner has beneficial ownership of 4,489,710 shares of common stock held in trusts and foundations: 4,465,531 shares for which he is trustee and has shared power of voting and disposition and 24,179 shares for which he has sole power of voting and disposition. Mr. Ratner has beneficial ownership of 137,282 shares held in trusts for which he is trust advisor and has shared power of voting and disposition. Includes 16,610 restricted shares and 21,700 shares that were issuable upon the exercise of stock options vested at September 12, 2018 or that will vest within 60 days thereafter.

(8)

Robert G. O’Brien has beneficial ownership of 85,950 shares of common stock held in trusts: 48,307 shares for which he is trustee and has sole power of voting and disposition and 37,643 shares for which he is trust advisor and has shared power of voting and disposition. Includes 31,550 restricted shares and 177,187 shares that were issuable upon the exercise of stock options vested at September 12, 2018 or that will vest within 60 days thereafter.

(9)

Includes 126,764 restricted shares at September 12, 2018.

(10)

These shares of common stock represent all the shares in which beneficial ownership is claimed by these persons. Shares for which beneficial ownership have been claimed by more than one person have been counted only once in this category. Includes 362,066 restricted shares and 695,544 shares that were issuable upon the exercise of stock options vested at September 12, 2018 or that will vest within 60 days thereafter.

 

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