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SEC Filings

DEFM14A
FOREST CITY REALTY TRUST, INC. filed this Form DEFM14A on 10/12/2018
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Table of Contents

Security Ownership of Directors and Executive Officers

The following table sets forth the beneficial ownership of shares of Common Stock as of the close of business on September 12, 2018 of each current director and named executive officer, as well as all directors and executive officers as a group. Unless otherwise indicated, each beneficial owner listed below has sole voting and dispositive power of the securities that he or she owns. Applicable percentage ownership and voting power is based on 271,159,480 shares of Common Stock outstanding as of September 12, 2018. Except as otherwise indicated below, the address of each director and executive officer listed below is c/o Key Tower, 127 Public Square, Suite 3100, Cleveland, Ohio 44114.

 

     Number of Shares of
Common Stock
Beneficially Owned
 

Name

   Common
Stock
    Percent
of Class
 

Kenneth J. Bacon

     47,089 (1)(2)       *  

Z. Jamie Behar

     10,649 (2)       *  

Michelle Felman

     5,432 (2)       *  

Jerome J. Lande

     0 (3)       *  

David J. LaRue

     722,505 (4)       *  

Adam S. Metz

     5,432 (2)       *  

Gavin T. Molinelli

     5,432 (2)(5)       *  

Marran H. Ogilvie

     5,432 (2)       *  

Mark S. Ordan

     5,432 (2)       *  

James A. Ratner

     6,680,124 (6)       2.46

William R. Roberts

     5,432 (2)       *  

Robert A. Schriesheim

     5,432 (2)       *  

OTHER NAMED EXECUTIVE OFFICERS

    

Brian J. Ratner

     4,665,302 (7)       1.72

Robert G. O’Brien

     549,842 (8)       *  

Duane F. Bishop

     161,234 (9)       *  

All Executive Officers and Directors as a group (19 in number)

     14,248,879 (10)       5.25

 

*

Less than 1%.

(1)

Includes 13,988 shares that were issuable upon the exercise of stock options vested at September 12, 2018.

(2)

Includes 5,432 restricted shares.

(3)

Jerome J. Lande was elected to our Board pursuant to our agreement with Scopia. Mr. Lande is a partner of Scopia but does not have voting or investment power over and disclaims beneficial ownership of common stock owned by Scopia.

(4)

David J. LaRue has beneficial ownership of 48,414 shares of common stock held in a trust for which he has sole power of voting and disposition and 9,734 shares held in custodial accounts. Includes 75,726 restricted shares and 286,580 shares that were issuable upon the exercise of stock options vested at September 12, 2018 or that will vest within 60 days thereafter.

(5)

Gavin T. Molinelli was elected to our Board pursuant to our agreement with Starboard. Mr. Molinelli is a partner of Starboard but does not have voting or investment power over and disclaims beneficial ownership of the common stock owned by Starboard.

(6)

James A. Ratner has beneficial ownership of 6,371,378 shares of common stock held in trusts for which he is trustee and has shared power of voting and disposition. Mr. Ratner has beneficial ownership of 123,204 shares held in trusts for which he is trust advisor and has shared power of voting and disposition. Includes 11,401 restricted shares and 174,141 shares that were issuable upon the exercise of stock options vested at September 12, 2018 or that will vest within 60 days thereafter.

 

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