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SEC Filings

DEFM14A
FOREST CITY REALTY TRUST, INC. filed this Form DEFM14A on 10/12/2018
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Table of Contents

OWNERSHIP OF COMPANY STOCK

Security Ownership of Certain Beneficial Owners

Unless otherwise indicated, the following table sets forth the beneficial ownership of shares of common stock as of the close of business on December 31, 2017 of each person or group of affiliated persons, who is believed by us to beneficially own 5% or more of the shares of common stock based upon information available to us in securities filings made by certain of our holders of common stock with the SEC.

Applicable percentage ownership and voting power is based on 271,159,480 shares of common stock outstanding as of September 12, 2018.

 

Name and Address of Beneficial Owner

   Number of
Shares of
Common
Stock
    Percent
of Class
 

The Vanguard Group, Inc.

     38,149,693 (1)       14.07

100 Vanguard Boulevard

Malvern, Pennsylvania 19355

    

Scopia Capital Management LP

     22,087,803 (2)       8.15

152 West 57th Street, 33rd Floor

New York, New York 10019

    

BlackRock, Inc.

     16,920,433 (3)       6.24

55 East 52nd Street

New York, NY 10055

    

Starboard Value LP

     15,272,223 (4)       5.63

777 Third Avenue, 18th Floor

New York, NY 10017

    

Senator Investment Group LP

     15,000,000 (5)       5.53

510 Madison Avenue, 28th Floor

New York, New York 10022

    

Vanguard Specialized Funds—Vanguard REIT Index Fund

     14,369,205 (6)       5.30

100 Vanguard Boulevard

Malvern, Pennsylvania 19355

    

 

(1)

The Vanguard Group has sole voting power of 419,079 shares, sole dispositive power of 37,707,916 shares, shared voting power of 324,317 shares and shared dispositive power of 441,777 shares. The number of shares represents shares beneficially owned at December 31, 2017 as disclosed in Schedule 13G/A filed with the SEC by the principal security holder.

(2)

Scopia has shared voting and dispositive power of 22,087,803 shares. The number of shares represents shares beneficially owned at July 30, 2018 as disclosed in Schedule 13D/A filed with the SEC by the principal security holder.

(3)

BlackRock, Inc. has sole voting power of 15,905,596 shares and sole dispositive power of 16,920,433 shares. The number of shares represents shares beneficially owned at December 31, 2017 as disclosed in Schedule 13G/A filed with the SEC by the principal security holder.

(4)

Starboard has sole voting and dispositive power of 15,272,223 shares. The number of shares represents shares beneficially owned at July 30, 2018 as disclosed in Schedule 13D/A filed with the SEC by the principal security holder.

(5)

Senator Investment Group LP has shared voting and dispositive power of 15,000,000 shares. The number of shares represents shares beneficially owned at December 31, 2017 as disclosed in Schedule 13G/A filed with the SEC by the principal security holder.

(6)

Vanguard Specialized Funds—Vanguard REIT Index Fund has sole voting power of 14,369,205 shares. The number of shares represents shares beneficially owned at December 31, 2017 as disclosed in Schedule 13G/A filed with the SEC by the principal security holder.

 

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